Sunday, 1 February 2015
Last updated 1 day ago
Jan 23 2007 | 9:31am ET
The National Futures Association has suspended Roswell, Ga.-based Renaissance Asset Management, a CPO and CTA, and William Stacy Wilkinson, one of the firm's principals.
The NFA suspended Renaissance and Wilkinson for acting as a CPO without being properly registered under the Commodity Exchange Act. Renaissance and Wilkinson also allegedly provided fraudulent information to their investors and the NFA.
The suspension will remain in effect until NFA is satisfied that Renaissance is in complete compliance with all NFA requirements, according to the agency.
Jan 23 2015 | 1:00pm ET
In our new section, FINtech Focus, we will profile one of these firms each week. While fintech is a broad category, we will be focusing on firms that specifically cater to the alternative investment industry. Read more…