NFA Suspends Georgia CPO, CTA

Jan 23 2007 | 9:31am ET

The National Futures Association has suspended Roswell, Ga.-based Renaissance Asset Management, a CPO and CTA, and William Stacy Wilkinson, one of the firm's principals.
      
The NFA suspended Renaissance and Wilkinson for acting as a CPO without being properly registered under the Commodity Exchange Act. Renaissance and Wilkinson also allegedly provided fraudulent information to their investors and the NFA.
      
The suspension will remain in effect until NFA is satisfied that Renaissance is in complete compliance with all NFA requirements, according to the agency.


In Depth

bfinance: Fees Falling Across Asset Classes, Yet Overall Investor Costs Still Climbing

May 16 2017 | 9:53pm ET

Despite unprecedented attention on fees, new research from investment consultancy...

Lifestyle

Aston Martin Returns To Debt Market As DB11 Drives Turnaround

Mar 31 2017 | 5:21pm ET

James Bond’s preferred carmaker is returning to the public debt markets for the...

Guest Contributor

Risk-Based Compliance: Why Oversight Of Outsourcing Is Critical

May 10 2017 | 7:02pm ET

Compliance is notoriously one of the trickiest middle office functions for funds...

 

From the current issue of