Jan 27 2010 | 3:42am ET
AGB Partners and Palmyra Capital Advisors have settled charges that they "shorted into the deal," shorting a stock just before participating in a secondary offering.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…