Feb 3 2010 | 2:08pm ET
Federal prosecutors mistakenly sent some of the wiretaps at the heart of the Galleon Group insider-trading case to the Securities and Exchange Commission, the regulator and the U.S. Attorney’s office acknowledged.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…