Gibbons P.C. presents: What Private Investment Funds Need to Know About Current Registration, Compliance and Enforcement Issues

WHEN: MARCH 25, 2010, 8:00-9:30am
WHERE: Gibbons New York Office, One Pennsylvania Plaza, 37th Fl., New York, NY
RSVP: rsvp@gibbonslaw.com

With recent SEC rule changes and the possible passage this year of legislation requiring certain managers of private investment funds to register with the SEC, non-registered and registered managers alike need to understand what regulatory and compliance changes will be required under the new regime. Join us for an informal roundtable discussion concerning:

• An overview of the pending legislation
• Registration requirements and latest SEC rules
• Addressing compliance system stress points
• Enforcement/litigation developments and mitigation strategies  

The discussion will be led by:

Lawrence Cohen
Director, Corporate Department

R. Scott Garley
Director, Business & Commercial Litigation

For additional information or to register
contact Carolyn Becker at (973) 596-4452 or rsvp@gibbonslaw.com.

This communication provides general information and is not intended to provide legal advice. Should you require legal advice, you should seek the assistance of counsel. ATTORNEY ADVERTISING. Prior results do not guarantee a similar outcome.  Copyright © 1997-2010 Gibbons P.C. All rights reserved.