Feb 12 2007 | 11:16am ET
It seems Phillip Goldstein has found a new regulatory punching bag.
The manager of activist hedge fund Bulldog Investors, who last year successfully got the Securities and Exchange Commission’s hedge fund registration rule tossed, is livid over what he calls a sting operation aimed at him and his company, and the target of his fury is Massachusetts Secretary of State William Galvin.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…