Mar 4 2010 | 1:37pm ET
Hedge funds based in New York and New Jersey, watch out: The Securities and Exchange Commission is adding both enforcement and inspections personnel to its Big Apple office.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…