Mar 31 2010 | 2:37am ET
A trading firm that employed three people charged in the Galleon Group insider-trading case has settled civil charges leveled against it by the Securities and Exchange Commission.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…