Apr 28 2010 | 8:08am ET
The Securities and Exchange Commission is investigating hedge funds’ use of side-pockets during the financial crisis.
A new SEC enforcement unit focused on asset managers is working on two side-pocket cases it plans to bring before the Commission within six months, The Wall Street Journal reports. The regulator is also continuing its probe into New York-based hedge fund Ram Capital Resources’ use of side-pockets.
Mar 10 2014 | 11:33am ET
A huge thank you to all of the people who helped make last Thursday’s HFC NY Open Your Heart to the Children Benefit such a success. The charity gala raised nearly $2 million to prevent and treat child abuse in New York, New Jersey and Connecticut. Read more…