Apr 28 2010 | 8:08am ET
The Securities and Exchange Commission is investigating hedge funds’ use of side-pockets during the financial crisis.
A new SEC enforcement unit focused on asset managers is working on two side-pocket cases it plans to bring before the Commission within six months, The Wall Street Journal reports. The regulator is also continuing its probe into New York-based hedge fund Ram Capital Resources’ use of side-pockets.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…