Jun 28 2010 | 7:31am ET
Moore Capital Management has been identified as the ICP Asset Management client that was supposed to benefit by the latter firm’s alleged fraud, as a second ICP employee has been sued by regulators.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…