Jun 30 2010 | 12:46pm ET
A former Securities and Exchange Commission lawyer who claimed he was fired for pursing a probe into hedge fund Pequot Capital Management has won a $755,000 settlement from the regulator.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…