Jul 6 2010 | 12:37pm ET
Appaloosa Management has settled charges that it broke a Securities and Exchange Commission rule barring short-sellers from participating in secondary offerings.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…