Jul 8 2010 | 12:46pm ET
Robert Miller, a former Securities and Exchange Commission lawyer and money manager, avoided prison at his sentencing for, in part, impersonating a hedge fund manager for fraudster Marc Dreier.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…