Jul 21 2010 | 11:21am ET
David Plate, a former trader at Schottenfeld Group and hedge fund Incremental Capital and one of 21 people accused in the largest insider-trading scandal in U.S. history, pleaded guilty to fraud and conspiracy last week.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…