Mar 15 2007 | 3:12pm ET
As March Madness gets underway, Wall Street titan Goldman Sachs has been hit with a flagrant foul by the guys in stripes, the Securities and Exchange Commission and NYSE Regulation. The market referees this week settled separate enforcement proceedings against a prime brokerage and clearing affiliate of Goldman for an allegedly illegal trading scheme carried out by its customers through their accounts at the firm.
Dec 5 2013 | 9:51am ET
Do you have a job opening at your firm? Post a vacancy free for the month of April. Visit the FINalternatives Job Board and use code SNOW. Please only post job vacancies aimed at the asset management industry or related financial services professionals. Read more…