SEC, NYSE Cry Foul Against Goldman Sachs Unit

Mar 15 2007 | 3:12pm ET

As March Madness gets underway, Wall Street titan Goldman Sachs has been hit with a flagrant foul by the guys in stripes, the Securities and Exchange Commission and NYSE Regulation. The market referees this week settled separate enforcement proceedings against a prime brokerage and clearing affiliate of Goldman for an allegedly illegal trading scheme carried out by its customers through their accounts at the firm.


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Publisher's Note

    Hedge Funds Care Gala Raises $2 Million For Charity

    Mar 10 2014 | 11:33am ET

    A huge thank you to all of the people who helped make last Thursday’s HFC NY Open Your Heart to the Children Benefit such a success. The charity gala raised nearly $2 million to prevent and treat child abuse in New York, New Jersey and Connecticut. Read more…