Mar 15 2007 | 3:12pm ET
As March Madness gets underway, Wall Street titan Goldman Sachs has been hit with a flagrant foul by the guys in stripes, the Securities and Exchange Commission and NYSE Regulation. The market referees this week settled separate enforcement proceedings against a prime brokerage and clearing affiliate of Goldman for an allegedly illegal trading scheme carried out by its customers through their accounts at the firm.
Feb 3 2014 | 9:27am ET
In recognition of his extraordinary dedication to philanthropy, Marathon Asset Management’s Bruce Richards will be presented with the Award for Caring during the 16th Annual New York Open Your Heart to the Children Benefit, which takes place on Thursday, March 6. The gala, the largest gathering that Hedge Funds Care/Help For Children holds worldwide, will bring together 1,000 hedge fund executives to raise funds to help prevent and treat child abuse in New York, New Jersey and Connecticut. Read more…