Aug 11 2010 | 11:19am ET
By Janaya P. Moscony, President, SEC Compliance Consultants -- Are Hedge Funds Ready for SEC Registration? In most cases, they are more ready than they believe.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…