Aug 11 2010 | 11:29am ET
The two top executives of collapsed Canadian hedge fund Norshield Asset Management have been fined more than C$2 million each and permanently barred from the securities industry.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…