Mar 23 2007 | 12:59pm ET
This week, Portland, Ore.-based Beacon Rock Capital became the first hedge fund in the U.S. hit with criminal charges for deceptive mutual fund market-timing. And in what may have been a preemptive strike, FINalternatives has learned that, over the past few months, the principals at Beacon Rock have been quietly re-branding the firm, dropping the “Rock” and going with the solid (and hopefully different-enough) sounding Beacon Investment Group.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…