Sep 9 2010 | 1:53am ET
Goldman Sachs is facing another fine in the wake of its US$550 million settlement with the U.S. Securities and Exchange Commission.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…