Sep 23 2010 | 1:40pm ET
The regulator may be looking in to valuation issues at the $700 million firm, headed by Adam Benowitz and Randolph Cohen.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…