Sep 23 2010 | 4:38pm ET
HedgeOp Compliance, which specializes in compliance software and consulting services for investment advisers and hedge fund managers, has upgraded its ELF Platform (Employee Level Filing) with electronic linkages to over 2,800 different brokerage institutions.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…