Monday, 30 March 2015
Last updated 16 min ago
Oct 18 2010 | 10:17am ET
Horizon Asset Management, which manages $5 billion, has named Robin Shulman to the role of chief compliance officer.
Previously, Shulman was a managing director and compliance officer at Seix Investment Advisors.
Hugh Ross, Chief Operating Officer of Horizon, said, “We look forward to leveraging Robin’s expertise managing rigorous compliance programs at significant asset management firms as we further enhance our infrastructure and expand our platform.”
Shulman has more than 15 years of experience as a compliance professional in the financial services industry. At Seix, an institutional investment manager with $25 billion in AUM, Shulman oversaw compliance programs for multiple investment products, including separately managed accounts, mutual funds, hedge funds, and structured products. Prior to joining Seix, she held senior compliance and regulatory consulting roles at Deutsche Asset Management, Americas, Ernst & Young, and Prudential Insurance Company.
Mar 9 2015 | 6:35am ET
As more investors look to diversify, many are beginning to use retirement funds to invest in alternative assets such as private equity and real estate. Kelly Rodriques, CEO & President of PENSCO Trust Company, explains how companies can connect with those looking to use their retirement accounts in a different way. Read more…
Mar 20 2015 | 12:45pm ET
StreetWise Partners, a non-profit organization that works with low-income individuals to help them overcome employment barriers, raised over $275,000 at the 2015 Raising the Ante Charity Poker Tournament and Casino Event last Wednesday evening at Capitale. Here are some photos from the event. Read more…