Dec 17 2010 | 9:41am ET
A former hedge fund analyst is among those cooperating with the federal insider-trading investigation, which produced four more arrests yesterday.
An unidentified person called CW-5, or cooperating witness 5, in the complaint against the employee and three consultants at Primary Global Research, is described as having formerly worked at a New York hedge fund as an analyst. It is unclear what hedge fund the person may have worked for; he or she has not yet been charged but is cooperating with hopes for a reduced sentence, prosecutors said.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…