Thursday, 21 August 2014
Last updated 12 hours ago
Apr 17 2007 | 10:17am ET
The National Futures Association has ordered Brandywine Asset Management, a Thornton, Pennsylvania-based commodity pool operator, to pay a fine of $35,000 for failure to file annual pool reports.
The NFA’s hearing panel alleged that Brandywine failed to meet NFA filing deadlines for annual reports for 10 pools that Brandywine operated in 2005, and annual reports for three pools that Brandywine operated in 2004.
In addition to the fine, Brandywine must file on or before July 31, 2007, all un-filed 2004 and 2005 annual reports for those commodity pools.
Brandywine has consented to the NFA’s decision without admitting or denying the allegations.
Aug 4 2014 | 7:42am ET
By now, U.S. and international subscribers have received their home or office delivery of the special 500th issue of Futures magazine. You can too!—a very special offer follows. The issue is the largest in years—filled with the best trading strategies and stories from 43 years of being the primary publication for commodity, stock, options and forex traders. Read more…
The July/August 2014 issue is our largest in years—filled with the best trading strategies and stories from 43 years of being the primary publication for commodity, stock, options and forex traders.
The Alpha Pages Editor's Note