Sunday, 29 March 2015
Last updated 1 day ago
Apr 17 2007 | 10:17am ET
The National Futures Association has ordered Brandywine Asset Management, a Thornton, Pennsylvania-based commodity pool operator, to pay a fine of $35,000 for failure to file annual pool reports.
The NFA’s hearing panel alleged that Brandywine failed to meet NFA filing deadlines for annual reports for 10 pools that Brandywine operated in 2005, and annual reports for three pools that Brandywine operated in 2004.
In addition to the fine, Brandywine must file on or before July 31, 2007, all un-filed 2004 and 2005 annual reports for those commodity pools.
Brandywine has consented to the NFA’s decision without admitting or denying the allegations.
Mar 9 2015 | 6:35am ET
As more investors look to diversify, many are beginning to use retirement funds to invest in alternative assets such as private equity and real estate. Kelly Rodriques, CEO & President of PENSCO Trust Company, explains how companies can connect with those looking to use their retirement accounts in a different way. Read more…
Mar 20 2015 | 12:45pm ET
StreetWise Partners, a non-profit organization that works with low-income individuals to help them overcome employment barriers, raised over $275,000 at the 2015 Raising the Ante Charity Poker Tournament and Casino Event last Wednesday evening at Capitale. Here are some photos from the event. Read more…