Jan 3 2011 | 11:27am ET
By Cheri Hoff, Renée Dailey and Josephine Moon (Bracewell & Giuliani) -- On November 19, 2010, the Securities and Exchange Commission proposed new rules and amendments implementing certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Among other things, the new rules propose amendments to the "pay to play" rule under the Investment Adviser's Act of 1940.
Dec 5 2013 | 9:51am ET
Do you have a job opening at your firm? Post a vacancy free for the month of April. Visit the FINalternatives Job Board and use code SNOW. Please only post job vacancies aimed at the asset management industry or related financial services professionals. Read more…