Jan 6 2011 | 2:57am ET
Chicago-based mini-prime brokerage Gar Wood Securities has hired an industry veteran to lead the expansion of its capital introduction business.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…