Jan 6 2011 | 3:05am ET
Having lost their bid to have the insider-trading case against them tossed, some of the Galleon Group defendants may be ready to wave the white flag.
A lawyer for one of the seven men accused in the case told U.S. District Judge Richard Sullivan that some of the seven defendants in the case—five of whom sought the dismissal—might plead guilty, after Sullivan ordered them to face trial.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…