Jan 10 2011 | 2:15pm ET
The Securities and Exchange Commission has sued a hedge fund, its founder and an analyst, the latest to be accused of insider-trading in the Galleon Group case.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…