Mar 21 2011 | 3:11pm ET
Accused Raj Rajaratnam tipster Rajat Gupta has sued the Securities and Exchange, accusing the regulator of unconstitutionally attempting to deny him a jury trial.
Gupta, the former McKinsey & Co. chief and Goldman Sachs director, said the commission should have sued him in federal court, as it did with all of its other Galleon Group defendants, rather than launch an administrative action against him.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…