Thursday, 24 July 2014
Last updated 3 hours ago
Mar 25 2011 | 12:48pm ET
As the Securities and Exchange Commission’s hedge fund registration deadline nears, Sandy Kaul, head of business development advisory services at Citigroup Prime Finance, takes a look at how new registration rules will affect the industry.
The old hedge fund filing requirements used to be a “check the box” sort of thing, she said in an interview on CNBC. With the new filing documents, hedge funds "have to write a brochure in plain English,” describing things such as their strategy and assets under management.
Original Airtime: Thurs. Mar. 24 2011 | 12:17 PM ET
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…