Apr 11 2011 | 2:33pm ET
The Securities and Exchange Commission has sued the former finance chief of D.B. Zwirn & Co. over his alleged role in the accounting scandal that brought the hedge fund down.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…