May 7 2007 | 11:21am ET
The Securities and Exchange Commission has settled an administrative proceeding against Zurich Capital Markets for its role in financing hedge funds engaged in mutual fund market-timing.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…