Apr 29 2011 | 12:55pm ET
Jonathan Hollander has reached a settlement with the U.S. Securities and Exchange Commission over insider-trading allegations dating to his time as an analyst with Steven A. Cohen’s $12 billion SAC Capital Advisors.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…