May 9 2007 | 12:02pm ET
Prime brokers may be checking those trades twice after an NASD arbitration panel found one liable for failing to catch unauthorized trades. The regulator found that Banc of America Securities should have alerted hedge fund Circle T Family of Funds to trades made by former Circle T staffer Ethan Kass without permission in 2005.
Mar 10 2014 | 11:33am ET
A huge thank you to all of the people who helped make last Thursday’s HFC NY Open Your Heart to the Children Benefit such a success. The charity gala raised nearly $2 million to prevent and treat child abuse in New York, New Jersey and Connecticut. Read more…