NASD: Prime Broker Should Have Caught Bogus Trades
May 9 2007 | 12:02pm ET
Prime brokers may be checking those trades twice after an NASD arbitration panel found one liable for failing to catch unauthorized trades. The regulator found that Banc of America Securities should have alerted hedge fund Circle T Family of Funds to trades made by former Circle T staffer Ethan Kass without permission in 2005.
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Q&A: Ovid Capital Bets On Banks’ Need For Regulatory Capital Relief
May 21 2012 | 9:59am ET
The Basel III Accords, regulations covering banks which will take effect in Europe...
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A co-founder of Los Angeles-based Oaktree Capital Management has paid a record amount...
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The non-agency mortgage market remains dislocated and is one segment of the fixed...
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Save The Date: FINforums Annual Hedge Fund Summit
Mar 2 2012 | 4:10am ET
Deirdre BrennanFINforums, the events arm of FINalternatives, is holding its Annual Hedge Fund Summit on Sept. 20, 2012 at the Sentry Centers in New York City. Don't miss out on this chance to meet and mingle with the top decision makers and investors in the alternative asset management industry. Read more…
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