Jun 13 2011 | 12:31pm ET
The Securities and Exchange Commission of Friday refused to disclose how it dealt with referrals about suspicious trading at SAC Capital Advisors, prompting a furious response from the U.S. senator who asked for its explanation.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…