May 16 2007 | 12:07pm ET
In striking down the Securities and Exchange Commission’s hedge fund registration rule last year, a federal appeals court ruled that the agency did not have the statutory authority to promulgate such a regulation.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…