Jun 16 2011 | 12:01pm ET
The Securities and Exchange Commission has received at least 65 referrals about suspicious trading by SAC Capital Advisors, a furious senator revealed yesterday.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…