Jun 20 2011 | 1:47pm ET
Federal prosecutors scored their third insider-trading jury verdict in the past two months today with the conviction of accused hedge fund tipster Winifred Jiau.
A Manhattan jury found Jiau guilty of one count of conspiracy to commit securities fraud and one count of securities fraud. The government had accused the former Primary Global Research consultant of selling confidential information about two technology companies to two hedge fund managers.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…