SEC Compliance Consultants Guide to Private Fund SEC Registration

Aug 20 2010 | 4:26pm ET

Original publication date: Aug 20, 2010
Author(s): S3 Compliance Consultants


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Chicago-based independent futures brokerage and clearing firm R.J. O’Brien & Associates (RJO) has hired industry veteran Daniel Staniford as Executive Director, responsible for the firm’s institutional business development in New York and London.

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