Jun 22 2011 | 5:58pm ET
The National Futures Association has taken an emergency enforcement action against two North Carolina-based CTAs - D2W Capital Management and Prestige Capital Advisors - and Prestige principal Toby Hunter.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…