Wednesday, 30 July 2014
Last updated 12 hours ago
May 18 2007 | 9:30am ET
The National Futures Association has suspended from membership 11 Trading, a guaranteed introducing broker based in Bloomingdale, Ill., Eiger Investment Group, a Toronto-based commodity trading advisor, and Joerg Heierle, the principal and an associated person of both firms.
The NFA said it has been unable to contact Heierle since April 27 and has received information that he is acting illegally as a futures commission merchant and a commodity pool operator.
The suspension is effective immediately.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…