May 18 2007 | 9:30am ET
The National Futures Association has suspended from membership 11 Trading, a guaranteed introducing broker based in Bloomingdale, Ill., Eiger Investment Group, a Toronto-based commodity trading advisor, and Joerg Heierle, the principal and an associated person of both firms.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…