Saturday, 31 January 2015
Last updated 17 hours ago
May 18 2007 | 9:30am ET
The National Futures Association has suspended from membership 11 Trading, a guaranteed introducing broker based in Bloomingdale, Ill., Eiger Investment Group, a Toronto-based commodity trading advisor, and Joerg Heierle, the principal and an associated person of both firms.
The NFA said it has been unable to contact Heierle since April 27 and has received information that he is acting illegally as a futures commission merchant and a commodity pool operator.
The suspension is effective immediately.
Jan 23 2015 | 1:00pm ET
In our new section, FINtech Focus, we will profile one of these firms each week. While fintech is a broad category, we will be focusing on firms that specifically cater to the alternative investment industry. Read more…