Aug 3 2011 | 11:17am ET
By Daryoush Niknejad, Steelbridge Compliance -- The investment advisor predictions of hardship and loss since the 2010 passage of the Dodd-Frank Act have not yet come to pass. Some threatened the ejection of all outside money, or even retirement. However, as advisors have begun preparing for these new regulations over the months, we have also started to hear something else, albeit quietly—and that is the upside.
Dec 5 2013 | 9:51am ET
Do you have a job opening at your firm? Post a vacancy free for the month of April. Visit the FINalternatives Job Board and use code SNOW. Please only post job vacancies aimed at the asset management industry or related financial services professionals. Read more…