Aug 22 2011 | 2:00pm ET
The SEC has charged Philadelphia-based Benchmark Asset Managers with the misappropriation of about $8.7 million from clients.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…