Saturday, 28 March 2015
Last updated 1 day ago
Sep 6 2011 | 1:01pm ET
The founder of Trivium Capital Management and a former analyst at the firm have been barred from the industry for alleged insider-trading.
Robert Feinblatt was banned for five years and Jeffrey Yokuty for three, the SEC said. Both are allowed to apply to have those bans lifted after those periods.
Trivium, which has since closed, Feinblatt and Yokuty were sued by the SEC in January, accused of participating in the Galleon Group insider-trading scam. The two men allegedly received confidential information from Roomy Kham, a former Intel Corp. analyst, Galleon employee and once a star witness in the government's case against Galleon founder Raj Rajaratnam.
Feinblatt has also been ordered to pay $2.6 million in penalties.
Mar 9 2015 | 6:35am ET
As more investors look to diversify, many are beginning to use retirement funds to invest in alternative assets such as private equity and real estate. Kelly Rodriques, CEO & President of PENSCO Trust Company, explains how companies can connect with those looking to use their retirement accounts in a different way. Read more…
Mar 20 2015 | 12:45pm ET
StreetWise Partners, a non-profit organization that works with low-income individuals to help them overcome employment barriers, raised over $275,000 at the 2015 Raising the Ante Charity Poker Tournament and Casino Event last Wednesday evening at Capitale. Here are some photos from the event. Read more…