Accused Trivium Insider-Traders Banned

Sep 6 2011 | 1:01pm ET

The founder of Trivium Capital Management and a former analyst at the firm have been barred from the industry for alleged insider-trading.

Robert Feinblatt was banned for five years and Jeffrey Yokuty for three, the SEC said. Both are allowed to apply to have those bans lifted after those periods.

Trivium, which has since closed, Feinblatt and Yokuty were sued by the SEC in January, accused of participating in the Galleon Group insider-trading scam. The two men allegedly received confidential information from Roomy Kham, a former Intel Corp. analyst, Galleon employee and once a star witness in the government's case against Galleon founder Raj Rajaratnam.

Feinblatt has also been ordered to pay $2.6 million in penalties.

In Depth

Financial Industry Blockchain Consortium R3 To Open-Source Platform Code

Oct 20 2016 | 9:03pm ET

Bitcoin's blockchain technology has spawned a flurry of activity among fintech startups...


U.S. Trust's Beard: The Rapid Growth of the Art Lending Industry

Oct 7 2016 | 10:55pm ET

Alternative investment managers have emerged as some of the most significant art...

Guest Contributor

Hedge Fund Marketing – Tips for Your Initial Sales Meeting

Sep 29 2016 | 5:46pm ET

There are two main goals a hedge fund should have for an initial in-person sales...