Nov 15 2011 | 10:06am ET
The U.S. Securities and Exchange Commission said it has disciplined eight employees over their handling of the Bernard Madoff fraud, but the regulator said it would not fire anyone connected with its failure to catch the $65 billion Ponzi scheme.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…