Dec 9 2011 | 12:18pm ET
The Securities and Exchange Commission may bring fraud charges against Harbinger Capital Management founder Philip Falcone and two other executives at the hedge fund.
The SEC is probing several matters, among them possible manipulative debt trading from 2006 through 2008, when Harbinger made a mint betting against subprime mortgages. The New York-based hedge fund had disclosed the investigation in April, but gave no indication a lawsuit was possible.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…