Dec 23 2011 | 10:24am ET
Harbinger Capital Management founder Philip Falcone rejected a Securities and Exchange Commission settlement offer that included a multi-year ban from the securities industry.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…