Jan 19 2012 | 1:44am ET
H. David Kotz, the Securities and Exchange Commission's internal watchdog and a dogged critic of its handling of several hedge fund investigations and its failure to catch Bernard Madoff, is leaving the agency.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…