Jun 27 2007 | 2:55pm ET
The Securities and Exchange Commission has settled enforcement actions against London-based hedge fund GLG Partners for illegal short-selling in connection with 14 public offerings.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…