May 9 2012 | 9:29am ET
New York State's highest court has ruled that Peconic Partners' former chief compliance officer can't sue the hedge fund for firing him—even though he alleges he was fired for confronting the firm's CEO about the latter's allegedly illegal trading.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…