Jun 1 2012 | 2:13pm ET
The Investment Company Institute, a mutual fund lobby group, has asked the Securities and Exchange Commission to limit advertising by hedge funds and private equity funds.
The JOBS Act, recently signed into law by President Obama, lifts the 78-year-old ban on publicizing private securities offerings and the SEC has been given 90 days from the Act’s becoming law to write new rules governing such advertising.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…